Compliance TOM

A large Asset Manager wished to remove their Portfolio Control team and speed up their Portfolio Managers’ time-to-market for their orders.

Liqueo documented the existing Operating Model and identified how the Target Operating Model could be built.  Liqueo were able to draw on extensive industry experience and knowledge to explain the requirements for a compliance process. This resulted in full acceptance of the processes with improvements in accuracy and the efficiency of compliance tests and workflows. The noticeably faster Order and Trader workflows were welcomed by all business users.