Compliance & Regulation Practice

Compliance covers a wide range of areas. We cover all topics with specific knowledge of the requirements of the Asset Management and Wealth Management Industry.

Regulatory Projects

  • MIFID (II)
  • Solvency 2
  • GDPR

Asset Management

  • Mandate & Regulatory Rule Coding and library maintenance
  • Porting rules between systems
  • ESG Data Reporting

Wealth Management – Client Onboarding

  • Anti Money Laundering checks
  • Source of Wealth checks
  • KYC
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